
| Keywords: | Intellectual property rights; Biodiversity prospecting; Access to genetic resources; Human Genome Project. |
| Correct citation: | Commandeur, P. (1994), "Symposium: Patents, genes and butterflies." Biotechnology and Development Monitor, No. 21, p. 3-4. |
"Are plants and Indians becoming raw material for the gene industry?" was the telling subtitle of a symposium organized by the World Wide Fund for Nature (WWF) and SWISSAID. The threatened diversity of the living world has been seen in a new light since it has become the input of the new biotechnologies and the object of patent claims. Southern states and indigenous communities demand compensation for their biological resources, while Northern states insist on the recognition of intellectual property rights on biotechnologies and their products. Opinion leaders from the North and some from the South debated uses and abuses of biodiversity in Bern, Switzerland, October 2021, 1994.
The first keynote speaker, Jack Kloppenburg (University of WisconsinMadison,
USA), emphasized the continuous leadership of Northern states and their
scientific community in the appropriation of genetic and cultural information
of Southern people in previous centuries. What has changed in recent decades,
however, is the structure of the corporations interested in genetic resources.
Concentrations have taken place, merging companies with interests in seeds,
chemicals and pharmaceuticals. Furthermore, the companies increasingly
reach out for global markets. Parallel to the rising power of business,
intellectual property rights have been strengthened and in some cases extended
to genetic material of plant, animal and human origin.
With the emergence of genetic engineering, in principle, any gene out
of any organism can be transferred to another organism. According to Kloppenburg,
this development has led to an accelerated interest in genetic diversity:
"Somewhere out there, just out of reach, some organism may have what
we need. And we have the best chance of finding that where biotic diversity
is greatest." Consequently, an instrumental justification for biological
resource conservation is being embraced, not only by biologists and environmental
organizations alike, but also, in Southern states, by bureaucrats, scientists,
farmers and indigenous people interested in income from biodiversity.
Payments for prospecting
According to Kloppenburg, never in history has agribusiness been willing
to compensate for the use of genetic resources of the South. But now, pressured
by environmental groups and Southern stakeholders, it increasingly sees
that it is in its own interest to pay for preferential access to genetic
materials, of which the MerckINBio deal is a concrete example.
These arrangements underline the principle that genetic material can be
acquired as a normal good in commodity markets, within the existing framework
of intellectual property protection. According to Kloppenburg, this principle
is the main element of the Convention on Biological diversity. It
legitimates the status quo of centuries of appropriation by the North of
Southern treasures, while almost completely ignoring indigenous people
or local communities.
Both Kloppenburg and Charles Zerner (Rainforest Alliance, New
York, USA) seriously doubted whether farmers or indigenous people will
benefit very much from the establishment of prospecting payments. Zerner
elaborated this scepticism in his critical review on equity in biodiversity
prospecting. According to Zerner, existing institutional and contractual
arrangements do not address, but do implicate, the most contentious issues
in the bioprospecting debate: on what legal theories and sources of law
are claims to ownership or control of biological diversity justified? Will
establishment of commodity values for biological organisms lead to conservation
or sustainable development? Moreover, what are the relationships and respective
rights of indigenous peoples and local communities, nations, and the "global
public" to biological diversity and local knowledge? In order to stimulate
further critical and comparative discussion of the bioprospecting arrangements,
he briefly evaluated the initiatives of three bioprospectors: Merck,
Shaman Pharmaceuticals, and Biotics. Whatever the imperfections,
ambiguities, or flaws noted in these private sector arrangements, Zerner
pointed out that these companies are among a very small percentage of corporations
which have actually developed concrete policies towards the return of benefits
to the suppliers of biological material.
The Body Shop International also could be included in this small
group of private companies which explicitly address social equity in their
relations with local communities, although it is not so much involved in
bioprospecting but in commodity trade. Mark Johnston (Body Shop),
gave an introduction to the company's direct 'personal' relations with
suppliers of raw material, such as plantderived oil used in hair conditioner,
which "are undertaken only if the partnership will help build the primary
producer's dignity, and enable the community to meet the tide of change
on their own terms."
Apart from the perspectives of Kloppenburg and Zerner, bioprospecting
has also been criticized because of the negative developments it could
provoke. "What will be the added costs for societies of developing countries
when they sell the right to use their biodiversity?" asked Vandana
Shiva (Research Foundation for Science, Dehradun, India). If the gene
responsible for the high protein content in amaranth is put into rice,
an increasing acreage of rice could contribute to the disappearance of
the valuable crop amaranth. According to Shiva, losses of this kind would
never be compensated by the payments received for bioprospecting.
Reverse developments
With his analysis Kloppenburg implicitly touched a fundamental difference
in the way biodiversity is addressed. For some the central issue is the
conservation of biodiversity as such: the fact that rich genetic resources
are being threatened is used as an argument to stop destructive new developments
such as the construction of roads and dams, or the introduction of uniform
agricultural varieties replacing land races. Others, however, see biodiversity
in a more dynamic way, taking it as a departure point for diverse developments
which would be more in keeping with the needs of local inhabitants and
the environment. According to Robert Chambers (Institute of Development
Studies, Sussex, UK) biodiversity could contribute to the strategy of many
poor people to reduce risks, insecurity and dependence not by simplifying
or standardizing but by complicating and diversifying their livelihoods
and social relations. Therefore Chambers stated "diversity is not a
static quality to be preserved through capture and protection, but a function
of the permanence of change."
In order to employ biological and cultural diversity for diverse developments,
Chambers emphasized the need for a new development paradigm, which recognises
the validity and value of local people's knowledge, analysis, experimentation
and learning. In more general terms Kloppenburg pleaded for reverse developments
which would not start from the need of the Northern world for more productive
crop varieties or for new drugs, but from the need of indigenous peoples
to survive.
Shiva proposed the establishment of a system for the free sharing of
local indigenous knowledge and biological resources among local communities
in developing countries, independent of the agribusiness. In this way,
biodiversity could benefit the development of local communities without
losing control over their own resources.
Room for manoeuvre
Other speakers tried to define strategic room for manoeuvre to influence
the current decision making on the European Union (EU) patent law
on living material. According to Christine Noiville (University
of Paris, France), patent specialists see patent law when applied to living
material as neutral, ignoring any social economic impact. They see a patent
merely as a right for an inventor in order to stimulate research into biotechnology.
Ethical or ecological considerations, in their opinion, should be regarded
by the legislator in the form of limitations or a ban on the use of the
product. Noiville noticed a break from this history when for the first
time a patent for a genetically engineered animal (cancer mouse) was applied
for in the EU. This application was finally awarded, but not without taking
into account new conditions. The decision on the patent application was
not only made on a technical basis (such as being a novel invention with
an industrial application), but it was also based on weighing the interest
for mankind against the suffering of the animal and the risk it could pose
for the environment.
To include socialpolitical considerations in EU patent law seems
to be restricted to patents on animals. However, according to Noiville,
it would be very logical to extend the jurisprudence to plants and genetically
modified microorganisms which present greater environmental risks
than animals. It is unclear what kind of ecological risks should be taken
into consideration. Could the fast replacement of land races by more uniform
varieties accelerated by certain biotechnologies form an argument to exclude
particular biotechnologies or varieties from patenting? It is clear that
the assessment of the impact on the environment could not be made by lawyers
or economists but that expertise would be needed from other sources.
Regine Kollek (molecular biologist at Institute for Social Sciences,
Hamburg, Germany) addressed the equivocal definition of genes and the unclear
relationship between genes and characteristics they are said to encode.
Similar genes behave distinctly in different organisms, while also the
effect of genes in one organisms may change in a different environment.
Individual genes could be important for the expression of a concrete characteristic
of an organism but never fully control these expression. If genes are not
acting independently, Kollek stated, this should question the legitimacy
of patenting genes structures or the gene functions.
Commercial interest in human genes
The most provoking element of the discussion on biodiversity and patenting
is the growing interest in the human genome. In recent years, two large
projects, the Human Genome Diversity Project (HGDP) and the Human
Genome Project (HGP), have started to gather genetic information from
different groups of people, especially those who are in danger of extinction.
Apart from these initiatives, the first patent claims on human genetic
material are pending.
According to André Langaney (Excommittee member
of HGDP, University of Geneva, Switzerland), HGDP studies the diversity
of mankind in order to answer the questions "who are we, where do we
come from, and where are we going to?" As well as data to reconstruct
human history, the project will provide information on genetic patterns
of disease susceptibility among different groups. The project serves an
academic interest of biological anthropologists, and should not be associated
with the search for "genetic capital" among indigenous communities, according
to Langaney. No such "genetic capital" exists because there is no use for
patenting human genes, since the project proves that the genes found in
groups of people are the same everywhere, although the frequency will differ.
This statement was challenged by Alan Goodman (Hampshire College,
USA). He pointed out that the private US company Genentech markets
a geneticallyengineered form of human growth hormone, and that human
genes are indeed of commercial interest. But Goodman was especially worried
about the adverse effect of the exclusive attention for genetic information,
isolated from contextual information, apparent in both HGDP and HGP. According
to Goodman, genetic reductionism does not lead directly to the belief that
humans are divisible into a finite number of types (races) and that individual
biology and behaviour are explicable by these types. But, he continues,
history has taught us "the extreme likelihood of such connections."
Pat Mooney (Rural Advancement Foundation International, Canada) closed the symposium with a passionate speech against the immoral patenting of life forms. New systems should be developed to support innovation in the 'life' or agricultural supply industry. Both at local and global level, public and private innovators, indigenous people and farmers should formulate new rules for these innovations.
Remaining questions
At the symposium, many questions remained unanswered. What is the strategic
value of the openings presented by Noiville and Kollek to influence European
patent law? Are the reverse developments based on existing cultural and
biological diversity feasible options, and if so, how could they be stimulated?
Are the static and dynamic concepts of biodiversity exclusive, or could
they be complementary? If genes are behaving differently in different species
and/or environments, as Kollek stated, what does this mean for biosafety
aspects of genetically modified organisms? At the symposium, appropriation
of genetic material was exclusively discussed within the legal framework
of the North. Does this mean that the pressure on governments of developing
countries to adopt intellectual property protection on plant material cannot
be influenced? Although the GATT agreement includes the establishment of
property protection on plant varieties, this need not necessarily be by
patenting.
Peter Commandeur
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